Risk management failures - The case for integrated GRC

Author: TriLine GRC

“The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined Goldman Sachs International (GSI) a total of £96.6 million (US$126 million) for risk management failures connected to 1Malaysia Development Berhad (1MDB) and its role in three fun...

04.12.20 04:07 PM - Comment(s)
Triage PRO - Regulatory Horizon Scanning Technology for Financial Services Firms.

Author: TriLine GRC

Every day we speak with Compliance and Governance professionals from the UK, Europe and around the World, helping us to learn of advantages and challenges of their roles. One challenge that has been consistently raised, is that of identifying and tracking changes to regulatio...

19.09.20 03:05 PM - Comment(s)

Author: TriLine GRC

Family Building Society is the UK’s eleventh largest building society, with over 50,000 members and £2.2bn of assets. The Society is committed to best practice in corporate governance and having regard to the UK Corporate Governance Code, issued by the Financial Reporting Council,...

07.07.20 03:03 PM - Comment(s)

Author: TriLine GRC

TriLine GRC’s Power BI reporting templates have been enhanced to support our growing number of FCA regulated clients - old and new. The next generation Power BI solution integrates data from a wide range of sources, such as the TriLine GRC BI database, and displays your firm’s dat...

03.06.20 03:02 PM - Comment(s)
3rd Party Attestation Tools for FCA regulated firms are essential to good governance.

Author: TriLine GRC 

Senior Managers within FCA regulated firms are now held personally responsible for the actions of their 3rd party suppliers and vendors.

The SM&CR increases the onus on a firm’s compliance and risk management of their 3rd parties, with some Senior Managers ‘prescribed res...

24.02.21 04:01 PM - Comment(s)